Legal Terms

Art. 10 SFDR - Sustainability-related disclosures  

DI Technology Fund I GmbH & Co. KG  



I. Summary

The Capmont Technology GmbH, being the Alternative Investment Fund Manager ("AIFM") of the alternative investment fund “DI Technology Fund I GmbH & Co. KG" ("Financial Product"), seeks to promote energy efficiency while investing in unlisted and growth-oriented companies from the industrial technologies sector in their early stages ("Investee Companies"). In addition, the Financial Product seeks to improve the well-being of the employees of the Investee Companies as well as promote diversity and equal opportunity within the Investee Companies. However, the Financial Product does not have as it objective a sustainable investment.  

Zusammenfassung

Die Capmont Technology GmbH als Alternative Investment Fund Manager ("AIFM") des Alternativen Investmentfonds "DI Technology Fund I GmbH & Co. KG" ("Financial Product"), verfolgt bei der Investition in nicht börsennotierte und wachstumsorientierte Unternehmen aus dem Bereich der industriellen Technologien in der Frühphase (die Beteiligungsunternehmen - "Investee Companies") das Ziel, die Energieeffizienz zu fördern. Darüber hinaus zielt das Finanzprodukt darauf ab, das Wohlergehen der Mitarbeiter der Beteiligungsunternehmen zu verbessern sowie Vielfalt und Chancengleichheit innerhalb der Beteiligungsunternehmen zu fördern. Das Finanzprodukt verfolgt jedoch nicht das Ziel einer nachhaltigen Investition.

II. No sustainable investment objective

This Financial Product seeks to promote environmental or social characteristics, but does not have as its objective sustainable investment.

III. Environmental or social characteristics of the financial product

The Financial Product actively seeks to promote energy efficiency (“environmental characteristics”) within the Investee Companies and therefore indirectly support reducing CO2 emissions. In addition, the Financial Product seeks to improve the well-being of the employees of the Investee Companies as well as promote diversity and equal opportunity within the Investee Companies (“social characteristics”). Due to the structure and the strategy of the Financial Product its portfolio assets cannot be finally determined prior to the conclusion of the investment phase (“Blind Pool”). Given this, the Financial Product will choose at least one adequate sustainability indicator as set out below to measure the attainment of each of the environmental and social characteristics it promotes.

Environmental characteristics
Promote energy efficiency within the Investee Companies

Sustainability Indicators
Reduced or avoided energy usage by the Investee Company. Measured in electricity used per Investee Company.  

Social characteristics  
Promote diversity & equal opportunity within the Investee Companies.
Improve worker well-being of the Investee Companies.
Male/female ratio on the level of professionals.  
Number of work accidents per year.  

IV. Investment strategy

The investment strategy guides investment decisions based on factors such as investment objectives and risk tolerance. The Financial Product intends to promote environmental and social characteristics and has adjusted its investment strategy accordingly.  

Alongside the above-mentioned sustainability indicators, an ESG scoring of the Investee Companies along relevant parameters as outlined in p. 19 seq. of the Private Placement Memorandum of the Financial Product is carried out as part of the investment process.  

In order to attain each of the environmental and social characteristics set out above the Financial Product carefully selects its investment opportunities during the pre-investment and investments phase. The Financial Product will only invest in an Investee Company if it is confident that the Investee Company is able to attain the promoted environmental and social characteristics. Also, during the holding phase the Financial Product will collect the required information to assess its alignment with the promotion of the environmental and social characteristics mentioned above.

V. Proportion of investments  

The Financial Product targets that its investment will be aligned with environmental and social characteristics. There will be no investments in sustainable investments within the meaning of Article 2(1) no. 17 SFDR, i.e. the share of sustainable investments will be 0 %. Since the Financial Product’s asset portfolio consists as a blind pool, it reserves the discretion to make sustainable investments and investments that do not promote the environmental and social characteristics of the Financial Product in accordance with its investment strategy as provided in the respective Private Placement Memorandum and accompanying marketing documents.

VI. Monitoring of environmental or social characteristics

The development of the social and environmental characteristics of the Investee Companies will be monitored and, if relevant, will be discussed in the shareholder meetings. During the entire investment process consisting of

- the pre-investment phase (sourcing and screening),
- the investment phase (due diligence),
- the holding phase (portfolio management, monitoring, reporting) and
- the exit phase (performance evaluation, disclosure)

information will be collected and the alignment with the promotion of the social characteristics and environmental characteristics will be assessed.

VII. Methodologies for environmental or social characteristics

The AIFM will measure the attainment of the environmental and social characteristics with data it gathers from its Investee Companies on a quarterly basis.

VIII. Data sources and processing

The data sourced will be the Investee Companies. The Financial Product will not use any external data providers. Depending on the quantity and quality of the data, the Financial Product may have to extrapolate and estimate data. As the Investee Companies are not determined yet, it cannot be foreseen how much of the data has to be estimated.

IX. Limitations to methodologies and data

Because the AIFM does not use external data providers and solely the Investee Companies as data source, the data must be critically analyzed and verified.

X. Due diligence

The assessment of how the potential investment in the Investee Companies relates to the promoted social characteristics and environmental characteristics is carried out as part of the due diligence process prior to the investment. Further reviews may be conducted beyond such due diligence process and regular monitoring if, and to the extent, the AIFM deems it appropriate to conduct an ad hoc review in a specific case.

XI. Engagement policies

The assessment of good governance practices of the Investee Companies is partially incorporated in the legal due diligence as far as good governance practices have been adopted by law.  

Disclaimer

The content of this website has been compiled with great care and has been carefully checked. We expressly decline any liability and do not warrant or guarantee that the information and content is complete, up to date, correct or of a particular quality. The following are terms of a legal agreement (“Agreement”) between you and Capmont Technology GmbH (“Capmont Technology”). By accessing, browsing and/or using this website (“Site”) you acknowledge that you agree to be bound by these terms and to comply with all applicable laws and regulations. If you do not agree to these terms, do not use this Site. This Site may contain other proprietary notices and copyright information, the terms of which must be observed and followed. Information on this Site may contain technical inaccuracies or typographical errors. Please read this Agreement carefully and be aware that Capmont Technology may, in its sole discretion and without notice, revise these terms at any time by updating this posting.

Hyperlinking

Capmont Technology makes no representations whatsoever about any other website which you may access through this one. When you access a non-Capmont Technology website, please understand that it is independent from Capmont Technology, and that Capmont Technology has no control over the content on that website, even if Capmont Technology provides information or services to the owner of that website. In addition, a link to a non-Capmont Technology website does not mean that Capmont Technology endorses or accepts any responsibility for the content or the use of such web site. In fact, Capmont Technology disclaims any and all liability and responsibility for such content. It is up to you to take precautions to ensure that whatever you select for your use is free of such items as viruses, worms, trojan horses and other items of a destructive nature.

Copyrights and use of site content

The copyright in all materials provided on this Site is held by Capmont Technology or by the original creator of the material. Except as stated herein, none of the materials may be copied, reproduced, distributed, republished, downloaded, displayed, posted or transmitted in any form or by any means, including, but not limited to, electronic, mechanical, photocopying, recording or otherwise, without the prior written permission of Capmont Technology or the copyright owner. Permission is granted to download one copy of the materials on this Site on a single computer for your personal or internal business use only provided that you do not modify the materials and that you retain all copyright and other proprietary notices contained in the materials. This permission terminates immediately if you breach this Agreement. You may not “mirror” any material contained on this Site without Capmont Technology’s express written permission. Any unauthorized use of the materials contained on this Site may violate copyright laws, trademark laws, the laws of privacy and publicity and/or communications regulations and statutes. All content and functionality on this Site, including text, graphics, logos, icons, and images and the selection and arrangement thereof, are the exclusive property of Capmont Technology or its licensors. All rights not expressly granted are reserved.

Trademarks

The trademarks, service marks and logos (the “Trademarks”) used and displayed on this Site are registered or unregistered Trademarks of Capmont Technology. Other trademarks, service marks and trade names may be owned by others. Nothing on this Site should be construed as granting, by implication, estoppels or otherwise, any license or right to use any Trademark or any other Capmont Technology intellectual property displayed on this Site. Capmont Technology aggressively enforces its intellectual property rights to the fullest extent of the law. Capmont Technology’s name or any other Trademarks may not be used in any way, including in advertising or publicity pertaining to distribution of materials on this Site, without prior written permission from Capmont Technology. Capmont Technology also prohibits use of Capmont Technology’s name or any other Trademark as part of a link to or from any site unless establishment of such a link is approved in advance by Capmont Technology in writing.

No services, endorsement or professional consultation

There may be delays, omissions or inaccuracies in information obtained through your use of this Site. This information is provided to you with the understanding that Capmont Technology’s provision of this information to you does not constitute the rendering of investment, consulting, legal, accounting, tax, career or other advice or services. Information on this Site should not be relied upon for making business, investment or other decisions or used as a substitute for consultation with professional advisors. Moreover, Capmont Technology does not represent or endorse the accuracy or reliability of any advice, opinion, statement, or other information displayed, up- or downloaded or distributed through this Site by Capmont Technology, any user, information provider or any other person or entity. You acknowledge that any reliance upon such opinion, advice, statement, memorandum, or information shall be at your sole risk. Moreover, Capmont Technology does not grant any license or other authorization to you to use this Site in any manner if such use in whole or in part suggests that Capmont Technology promotes or endorses any third party’s causes, ideas, political campaigns, political views, web sites, products or services.

Access to this site

Capmont Technology may alter, suspend or discontinue this Site or your access to use this Site at any time for any reason without notice or liability to you or any third party. This Site may become unavailable due to maintenance or malfunction of computer equipment or for other reasons and may result in damages to the user’s systems or operations. The user shall be solely responsible for ensuring that any information or content obtained from this Site does not contain any virus or other computer software code or subroutine designed to disable, erase, impair or otherwise damage the user’s systems, software or data.

Disclaimer of warranties

The site and all materials thereon are distributed on an “as is” basis without warranties of any kind. to the fullest extent permissible under applicable law, Capmont Technology disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, fitness for a particular purpose, title and non-infringement. Specifically, but without limitation, Capmont Technology does not warrant that: (1) the information on this site is correct, accurate or reliable; (2) the functions contained on this site will be uninterrupted or error-free; or (3) defects will be corrected, or that this site or the server that makes them available are free of viruses or other harmful components. you hereby acknowledge that use of the site is at your sole risk. If you are a California resident, you hereby waive California civil code section 1542 which provides: “a general release does not extend to claims which the creditor does not know or suspect to exist in his favour at the time of executing the release, which if known by him must have materially affected his settlement with the debtor.”

Limitation of liability

Under no circumstances shall Capmont Technology or any of its predecessors, successors, parents, subsidiaries, affiliates, officers, directors, shareholders, investors, employees, agents, representatives, attorneys and their respective heirs, successors and assigns be liable for any damages, including direct, incidental, punitive, special, consequential or exemplary damages that directly or indirectly result from the use of, or the inability to use, this site or the information contained on this site or obtained from your use of this site, including for viruses alleged to have been obtained from the site, even if Capmont Technology has been advised of the possibility of such damages. In no event shall Capmont Technology’s or any of its predecessors’, successors’, parents’, subsidiaries’, affiliates’, officers’, directors’, shareholders’, investors’, employees’, agents’, representatives’ and attorneys’ and their respective heirs’, successors’ and assigns’ total liability to you for all damages, losses, and causes of action whether in contract, tort (including, but not limited to, negligence) or otherwise exceed US$100. Some jurisdictions may not allow the exclusion of implied warranties in which case some of the above exclusions may not apply to all users.

Indemnification

You hereby indemnify, defend, and hold harmless Capmont Technology and all of its predecessors, successors, parents, subsidiaries, affiliates, officers, directors, shareholders, investors, employees, agents, representatives and attorneys and their respective heirs, successors and assigns (collectively, the “Indemnified Parties”) from and against any and all liability and costs, including, without limitation, reasonable attorneys’ fees, incurred by the Indemnified Parties in connection with any claim arising out of or relating to any breach by you of this Agreement or the representations, warranties, and covenants you have made by agreeing to the terms of this Agreement. You shall cooperate as fully as reasonably required in the defence of any such claim. Capmont Technology reserves the right, at its own expense, to assume the exclusive defence and control of any matter subject to indemnification by you.

If any part of these terms is unlawful, void, or unenforceable, that part will be deemed severable and will not affect the validity and enforceability of the remaining provisions.

Whistleblowing Tool

Capmont Technology's whistleblowing tool can be accessed using this link.

Infringement notices and takedown

Capmont Technology prohibits the posting of any information that infringes or violates the copyright rights and/or other intellectual property rights (including rights of privacy and publicity) of any person or entity. If you believe that any material contained on this Site infringes such rights, you should notify Capmont Technology of your infringement claim in accordance with the following procedure. Capmont Technology will process notices of alleged infringement which it receives and will take appropriate action. Notifications of claimed infringement should be sent to this Site’s Designated Agent who is:

Mike Tschirschwitz
Capmont Technology GmbH
Prinzregentenstr. 56
80538 Munich
Germany

E: info@dicapital.com
T: +49 89 954296150